Under the Volcker Rule, a banking entity (as defined in the Rule) is prohibited from holding an “ownership interest” in certain funds, referred to as “covered funds.”
Wall Cross
Negative Assurance
Testing the Waters
Refreshing the Shoe
Ineligible Issuer
PIPE
Airdrop
Fungible Token
Token
Consensus Mechanism or Consensus Protocol
Stabilizing Manager
Reverse Merger
Blue Sky
Clawback
At-the-Market Offerings
Safe Harbor
Lock-Up
Short Against the Box