A broker-dealer or investment adviser or other direct DTC participant that has agreed to distribute or make a market in an ETF or other ETP.
Negative Assurance
Refreshing the Shoe
Safe Harbor
Token
Shell Company
Staking
At-the-Market Offerings
Backdoor IPO
Airdrop
Haircut
Crowdfunding
Non-Deal Roadshow
Direct Listing
Freezer Account
Shadow Banking
Wall Cross
Green Shoe
Step Out of the Box
