A broker-dealer or investment adviser or other direct DTC participant that has agreed to distribute or make a market in an ETF or other ETP.
Blank Check Company
Blue Sky
Market Maker
Stress Test
Stabilizing
Non-Deal Roadshow
Shadow Banking
PIPE
Fire Sale
Shell Company
Roadshow
Registered Direct
Haircut
Bookrunner
Gun Jumping
Backdoor IPO
Direct Listing
Anchor Investor
