A broker-dealer or investment adviser or other direct DTC participant that has agreed to distribute or make a market in an ETF or other ETP.
Short Against the Box
Refreshing the Shoe
Bitcoin ETFs
Lock-Up
Direct Listing
Naked Short
Green Shoe
Registered Direct
Backdoor IPO
Wrapped Token
Fungible Token
Overnighter
Bitcoin Futures Contract
Bought Deal
Blank Check Company
Shell Company
Ineligible Issuer
Negative Assurance