A broker is defined as any person engaged in the business of effecting transactions in securities for the account of others. A dealer acts as principal, whereas a broker may act as an agent. Generally brokers must register with the SEC.
Stress Test
Wrapped Token
Refreshing the Shoe
Blank Check Company
PIPE
Fire Sale
Crowdfunding
Bitcoin Futures Contract
Fungible Token
Death Spiral
Peer-to-Peer
Bad Actor
Short Against the Box
Overnighter
Gun Jumping
Naked Short
Stabilizing
Direct Listing
