A broker is defined as any person engaged in the business of effecting transactions in securities for the account of others. A dealer acts as principal, whereas a broker may act as an agent. Generally brokers must register with the SEC.
Soft Dollars
Bitcoin Futures Contract
Token
Staking
Negative Assurance
Liquidity Pools
The Box
Anchor Investor
Cryptocurrency Mixer
Gun Jumping
Jump Ball
Green Shoe
Bad Actor
Haircut
Crossover Round
Shell Company
Naked Short
Funding Portal
