A broker is defined as any person engaged in the business of effecting transactions in securities for the account of others. A dealer acts as principal, whereas a broker may act as an agent. Generally brokers must register with the SEC.
Safe Harbor
Liquidity Pools
Lead Left
Gun Jumping
Haircut
Integration
Shadow Banking
Bought Deal
Bitcoin Futures Contract
Death Spiral
Airdrop
Lock-Up
Bad Actor
Fungible Token
PIPE
Matchmaking Sites
Ineligible Issuer
Crossover Round
