A broker is defined as any person engaged in the business of effecting transactions in securities for the account of others. A dealer acts as principal, whereas a broker may act as an agent. Generally brokers must register with the SEC.
Shell Company
Fungible Token
Token
Liquidity Pools
Testing the Waters
Stabilizing
Anchor Investor
Sticky Deal
Registered Direct
Naked Short
Freezer Account
At-the-Market Offerings
Hash/Cryptographic Hash Function
PIPE
Shadow Banking
Clawback
Haircut
Death Spiral