Capital acquisition broker, which limits the services it offers and as a result, is subject to modified FINRA requirements.
Market Maker
Shadow Banking
Registered Direct
Clawback
Stress Test
Non-Deal Roadshow
Bad Actor
Non-Fungible Token (NFT)
Negative Assurance
Crossover Round
Wall Cross
Cryptocurrency Mixer
Airdrop
Ineligible Issuer
Freezer Account
Stabilizing
Liquidity Pools
Bookrunner