Form ADV, the registration form used by investment advisers to register with the SEC and/or state securities regulators.
Testing the Waters
Naked Short
Negative Assurance
Stabilizing
Refreshing the Shoe
Soft Dollars
Non-Deal Roadshow
Lead Left
Direct Listing
Overnighter
Jump Ball
Crossover Round
Bought Deal
Registered Direct
Wall Cross
Short Against the Box
Safe Harbor
Non-Fungible Token (NFT)
