An issuer of securities that would be required to register with the SEC as an investment company but for the exceptions in Section 3(c)(1) or 3(c)(7) of the 1940 Act.
The Book
Non-Fungible Token (NFT)
Consensus Mechanism or Consensus Protocol
Jump Ball
Registered Direct
Shell Company
Ineligible Issuer
Soft Dollars
Roadshow
Overnighter
Freezer Account
Crossover Round
Bookrunner
Non-Deal Roadshow
Peer-to-Peer
Crowdfunding
Clawback
Cryptocurrency Mixer
