Unique Identification Code. For purposes of SBS reporting, the SEC requires UICs for, among other things, counterparties, products, transactions, platforms, and ultimate parents.
Non-Deal Roadshow
Wrapped Token
Crossover Round
Gun Jumping
Market Maker
Step Out of the Box
Green Shoe
Haircut
Bad Actor
Bought Deal
Blank Check Company
Negative Assurance
Stabilizing Manager
Liquidity Pools
Naked Short
Stabilizing
The Book
Ineligible Issuer
