Broker-dealer. In the United States, BDs are required to register with the SEC, and also become members of an SRO, which is FINRA.
Non-Deal Roadshow
Soft Dollars
Roadshow
Refreshing the Shoe
Gun Jumping
Cryptocurrency Mixer
At-the-Market Offerings
Clawback
Registered Direct
Airdrop
Funding Portal
Jump Ball
Naked Short
Market Maker
Lead Left
Bitcoin ETFs
Integration
Blank Check Company