An issuer of securities that would be required to register with the SEC as an investment company but for the exceptions in Section 3(c)(1) or 3(c)(7) of the 1940 Act.
Overnighter
Negative Assurance
Direct Listing
Lead Left
Crowdfunding
Testing the Waters
Freezer Account
Total Value Locked (TVL)
Roadshow
Ineligible Issuer
Non-Fungible Token (NFT)
PIPE
Shadow Banking
Bookrunner
At-the-Market Offerings
Blank Check Company
Stress Test
Refreshing the Shoe